Securities and Derivatives Professional Practice Exam Questions
Securities and Derivatives Professional Practice Exam Questions
Securities and Derivatives Professional Practice Exam
A Securities and Derivatives Professional refers to the job role of who manages stocks, bonds, and derivatives (futures, options, swaps), for investment, and hedging. The job role includes managing portfolios, assessing market trends, doing financial analysis, and giving advises for investments. They analyze securities and derivatives, while maintaining compliance, and manage risks.
Certification in Securities and Derivatives Professional certifies your skills and knowledge in the trading, structuring, and risk management of securities and derivatives. This certification assess you in financial markets, investment instruments, and assess and address financial risks. Why is Securities and Derivatives Professional certification important?
Validates expertise in the field of financial instruments and markets.
Enhances credibility with clients and employers in the finance industry.
Improves career prospects, increasing eligibility for senior and specialized roles.
Provides an in-depth understanding of risk management and market dynamics.
Helps professionals stay updated on industry regulations and compliance standards.
Equips candidates with practical knowledge applicable to trading, investing, and financial analysis.
Increases potential earnings due to the specialized skillset acquired.
Recognized globally, offering mobility in financial sectors worldwide.
Who should take the Securities and Derivatives Professional Exam?
Securities Traders
Derivatives Analysts
Investment Bankers
Risk Managers
Portfolio Managers
Financial Advisors
Hedge Fund Managers
Financial Analysts
Compliance Officers
Treasury Managers
Skills Evaluated
Candidates taking the certification exam on the Securities and Derivatives Professional is evaluated for the following skills:
Stocks, bonds, and derivatives.
Market trends
Financial analysis
Risk management
Hedging
Investment opportunities
Regulations
Futures, options, and swaps.
Portfolio management
Asset allocation.
Financial reports
Economic indicators.
Trading platforms
Securities and Derivatives Professional Certification Course Outline
The course outline for Securities and Derivatives Professional certification is as below -
Domain 1. Introduction to Financial Markets
Types of Markets (Equity, Debt, Commodities)
Market Participants and Their Roles
Trading Mechanisms and Platforms
Domain 2. Securities Overview
Equities and Bonds
Debt Instruments and Yield Curves
Equity Valuation Techniques
Domain 3. Derivatives Instruments
Futures, Options, and Swaps
Forward Contracts
Pricing and Valuation of Derivatives
Domain 4. Risk Management
Risk Types: Market, Credit, Operational
Hedging Techniques and Strategies
Value at Risk (VaR) Models
Domain 5. Trading and Investment Strategies
Technical Analysis
Fundamental Analysis
Arbitrage and Speculation
Domain 6. Financial Regulation and Compliance
International and Local Regulatory Bodies
Market Conduct Rules and Ethics
Compliance Framework for Trading
Domain 7. Portfolio Management
Asset Allocation Techniques
Risk-adjusted Returns and Performance Metrics
Diversification and Optimization
Domain 8. Derivatives Market Operations
Clearing, Settlement, and Margining
Over-the-Counter (OTC) vs. Exchange-Traded Derivatives