Brokerage Practice Exam

 

Stock Brokerage

 

About Stock Brokerage

A stockbroker is a regulated broker, broker-dealer, or registered investment adviser (in the United States) who can carry out transactions for financial market participants, including the buying and selling of stocks and other investments, in exchange for a commission, markup, or fee that may be based on a flat rate, a percentage of assets, or an hourly rate. The phrase also refers to financial institutions that provide these services.

Stock brokers plays an essential role in connecting retail investors and stock market and enables retail investors to invest in share market. Stock brokerage has gained immense popularity across the globe resulting in huge demand for certified professionals.

 

Why is Stock Brokerage important?

Keeping records is one of the main advantages of employing a stockbroker. Trade confirmations, monthly statements, year-end tax reporting statements, deposits, withdrawals, and any other activity involving an account shall be maintained by a stockbroker and their company for a minimum of seven years.

Stock brokerage certified professionals, executives and managers are in high demand in companies across the globe.

 

Who should take the Stock Brokerage Exam?

• Stock brokers
• Anyone who wants to immediately start trading or investing in the stock market should take this course.
• Beginner traders as well as intermediate-level traders who are interested in learning more.
• Anyone who is interested in trading stocks.
• Those who wish to understand the key ideas required for trading.
• Traders who wish to schedule their entry and exits more effectively.

 

Knowledge and Skills required for the Stock Brokerage

Critical thinking and communication skills helps candidate to gain quick success for career in stock brokerage.

 

Stock Brokerage Practice Exam Objectives

Stock brokerage exam focuses on assessing your skills and knowledge in capital market concepts

 

Brokerage Practice Exam Pre-requisite

There are no prerequisites for the Brokerage exam. Candidates who are well versed  in capital market  can easily clear the exam.

Stock Brokerage Certification Course Outline

 

1. Overview of stock market
2. What is stock exchange?
3. Order and prices
4. Concept of stock broker
5. Technical analysis
6. Trading tools and techiques
7. Risk and money management

 

Exam Format and Information

Certification name – Certificate in Stock Brokerage
Exam duration – 60 minutes
Exam type - Multiple Choice Questions
Eligibility / pre-requisite - None
Exam language - English
Exam format - Online
Passing score - 25
Exam Fees  - INR 1199