Certificate in Sarbanes-Oxley (SOX)

Certificate in Sarbanes-Oxley (SOX)

The Sarbanes-Oxley (SOX) Compliance Training exam is designed to provide participants with a comprehensive understanding of the Sarbanes-Oxley Act of 2002 and its implications for corporate governance, financial reporting, and internal controls. This exam covers key provisions of the SOX legislation, including Section 404 requirements for internal control assessment, whistleblower protections, and corporate governance reforms. Participants will learn about the roles and responsibilities of various stakeholders in SOX compliance, including executives, board members, auditors, and regulatory authorities. Through case studies, real-world examples, and practical exercises, participants will gain the knowledge and skills necessary to ensure compliance with SOX regulations and strengthen corporate governance practices within their organizations.

Who should take the exam?

• Finance professionals, including CFOs, controllers, and internal auditors, responsible for ensuring compliance with SOX regulations.
• Risk management professionals seeking to strengthen internal controls and mitigate financial reporting risks.
• Compliance officers and legal professionals involved in implementing SOX compliance programs and initiatives.
• Executives, board members, and corporate governance professionals interested in understanding their roles and responsibilities under SOX.
• Consultants and advisors assisting organizations in designing, implementing, or evaluating SOX compliance frameworks.

Course Outline

The Sarbanes-Oxley (SOX) exam covers the following topics :-

• Module 1: Introduction to Sarbanes-Oxley Act
• Module 2: Understanding SOX Section 302: CEO and CFO Certifications
• Module 3: Understanding SOX Section 404: Internal Control Assessment
• Module 4: Understanding SOX Section 404: Audit Requirements
• Module 5: Understanding SOX Section 302: Whistleblower Protections
• Module 6: Understanding Corporate Governance Reforms
• Module 7: Understanding SOX Section 906: Corporate Disclosure Requirements
• Module 8: Understanding Compliance Monitoring and Enforcement
• Module 9: Understanding SOX Implementation Best Practices
• Module 10: Understanding Case Studies and Practical Exercises