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Surveillance in Stock Exchanges Module (Intermediate) Exam

Surveillance in Stock Exchanges Module (Intermediate) Exam

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Surveillance in Stock Exchanges Module (Intermediate) Exam

The Surveillance in Stock Exchanges Module (Intermediate) is designed as part of SEBI's initiative to strengthen market oversight through certified training. It highlights the importance of effective surveillance in ensuring smooth capital market operations, offering insights into risk management, key regulations like the Anti-Money Laundering Act and SEBI's Insider Trading norms, and the fundamentals of corporate governance.

Who should take the exam?

The exam is for:

  • Surveillance staff of the Exchanges and Regulators
  • Compliance officers
  • Students & Teachers
  • Anyone interested in the securities market

Course Outline 

The Exam covers the given topics  - 

  • Topic 1: Overview
  • Topic 2: Basics of Investment Mathematics
  • Topic 3: Learn about Rules and Regulations
  • Topic 4: Understand Investigation, Surveillance and Risk Management

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Surveillance in Stock Exchanges Module (Intermediate) Exam FAQs

The exam is available in English language only.

Skilr provides unique sets of questions that will help you check your skills and knowledge in performing data analysis on Excel. These practice questions will help you increase your knowledge for better preparation of exam.

NCFM provide knowledge to professionals working in the financial industry by providing training certification for various industry fields to provide an advantage in getting a job. Whereas NISM is launched by SEBI is opted by those investors who have an interest in gaining knowledge in finance market. With SEBI it provides quality to financial market.

To undergo the FLIP-NCFM Surveillance in Stock Exchanges certification, it is mandatory to complete the e-learning (training) of Finitiatives Learning India Pvt. Ltd. Step 1 : Register with FLIP Already registered? Step 2 : Purchase the Surveillance in Stock Exchanges module Step 3 : After completing the training pay NCFM the certification fee, and book the test date.

There are no prerequisites for Surveillance in Stock Exchanges Module (Intermediate) Exam.

Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the Skilr Helpdesk for more details. The member of support staff will respond as soon as possible.

Yes Skilr offers free practice tests for the Surveillance in Stock Exchanges Module (Intermediate) Exam which can be used before the final purchase for complete test.

Yes our experts frequently blog about the tips and tricks for exam preparation.

There is a negative marking for every wrong answer and 25% of the marks will be deducted.

There will only be multiple-choice and multi-response questions covered in the exam.

Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market transactions.

Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Skilr and not the Surveillance in Stock Exchanges Module (Intermediate) Exam cost.

Yes, Skilr offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.

NCFM certification provides advantages and benefits to the individuals who want to pursue a career in finance. This will provide in depth knowledge in financial sectors and help you understand the concepts. This certification comes with different courses in the banking and finance which will provide abilities and skills. You learn about mutual funds and give you knowledge about the risk involved and provide you job security.

The certificate will be valid for 5 years from the date of the examination.

After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.

The candidate has to score a minimum of 60% in order to pass the exam.

The fee structure for Surveillance in Stock Exchanges Module (Intermediate) Exam is One Thousand Seven Hundred only (Rs. 1700- ).

The exam consists of 50 questions which need to be completed in time duration of 120 minutes.

Once purchased, the practice exams can be access for the lifetime.

• Surveillance staff of the Exchanges and Regulators • Compliance officers • Students & Teachers • Anyone interested in the securities market