Compliance Officer
About Compliance Officer
In order to prevent costly penalties, legal repercussions, and reputational harm, compliance officers can ensure that their firm complies with all applicable laws, both locally and internationally.
Why is Compliance Officer important?
Compliance officers work with teams within their organization to create, carry out, support, and manage compliance programs. Also, they carry out the following:
- Coordination, examination, and updating of current accounting policies and practices
- To ensure that departments are in conformity with regulations, they oversee the continuing examination of materials and communication tools.
- By educating personnel on how to fix current practices and avert future infractions, they easily address audit findings.
Who should take the Compliance Officer Exam?
- Directors and Senior Managers
- Company Secretaries
- Compliance Professionals
- Risk Managers
- Legal Advisers and Lawyers
- Auditors and Audit Managers
- Compliance Officers and Managers
Compliance Officer Certification Course Outline
- Introduction To Compliance
- Non-compliance and its ramifications
- Compliance And Business Ethics
- Monitoring and auditing
- Implementation Of Corporate Compliance
- The Corporate Compliance Function
- Issues In Compliance
Compliance Officer Certificate FAQs
How to register for the exam?
You can directly go to the certification exam page and register for the exam.
What happens if I fail in the exam?
You will be required to re-register and appear for the exam. There is no limit on exam retake.
How many questions will be there in the exam?
There will be 50 questions of 1 mark each
Is there any negative marking?
No there is no negative marking
What is the passing score for the Certification?
You have to score 25/50 to pass the exam.
When will the result be declared?
The result will be declared immediately on submission.
How can I take the exam?
It will be a computer-based exam. The exam can be taken from anywhere around the world.