Compliance Policy
About Compliance Policy
Compliance
means having internal policies and procedures designed to prevent and
detect violations of applicable law, regulations, rules and ethical
standards by employees, agents, and others.
An example of
compliance is when a financial report is prepared that adheres to
standard accounting principles. The state of being in accordance with
relevant regional authorities and their regulatory requirements.
Compliance
policy and procedure documents are the foundation of any compliance
program, both in terms of the organization and management of the program.
These documents facilitate compliance with applicable laws, regulations, and standards.
It is important for businessmen and companies to comply and conduct their businesses as per the rules, laws, and regulations that govern every business activity and transaction.
Enforcing a compliance policy helps the company to
• detect infringement of regulations
• prevent any violations of rules
• protect the organization from fines and lawsuits
• maintain a corporate image
Who should take the Compliance Policy Exam?
• Legal and compliance professionals
• Business owners
• Entrepreneurs
• Managers and senior executives
• Anyone who wants to assess their skills
• Legal consultants
• Students
• Professionals working in outsourced companies responsible for compliance
• Any professional with skills and knowledge of compliance and law
Compliance Policy Certification Course Outline
1. Business Strategy
2. Strategic Management
3. Policy, Strategy And Tactic
4. Compliance Policy Planning
5. Compliance Policy Development
6. Compliance Policy Implementation
7. Business Ethics and Compliance Policy
8. Corporate Governance and Compliance Policy