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Certificate in Stock Brokerage

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Stock Brokerage


About Stock Brokerage

A stockbroker is a regulated broker, broker-dealer, or registered investment adviser (in the United States) who can carry out transactions for financial market participants, including the buying and selling of stocks and other investments, in exchange for a commission, markup, or fee that may be based on a flat rate, a percentage of assets, or an hourly rate. The phrase also refers to financial institutions that provide these services.

Why is Stock Brokerage important?

Keeping records is one of the main advantages of employing a stockbroker. Trade confirmations, monthly statements, year-end tax reporting statements, deposits, withdrawals, and any other activity involving an account shall be maintained by a stockbroker and their company for a minimum of seven years.

Who should take the Stock Brokerage Exam?

  • Anyone who wants to immediately start trading or investing in the stock market should take this course.
  • Beginner traders as well as intermediate-level traders who are interested in learning more.
  • Anyone who is interested in trading stocks.
  • Those who wish to understand the key ideas required for trading.
  • Traders who wish to schedule their entry and exits more effectively.

Stock Brokerage Certification Course Outline

  1. Overview of stock market
  2. What is stock exchange?
  3. Order and prices
  4. Concept of stock broker
  5. Technical analysis
  6. Trading tools and techiques
  7. Risk and money management

Certificate in Stock Brokerage FAQs

The result will be declared immediately on submission.

It will be a computer-based exam. The exam can be taken from anywhere around the world.

You have to score 25/50 to pass the exam.

No there is no negative marking

There will be 50 questions of 1 mark each

You will be required to re-register and appear for the exam. There is no limit on exam retake.

You can directly go to the certification exam page and register for the exam.